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S3 (Compliance & Trade Analytics)Full-service compliance and trade analytics software company. Industry standard for regulatory reporting, trade surveillance, CAT, TCA, and best execution analytics. Multi-asset coverage (equities, options, international). Founded 2001 in Austin, TX. Products: TCA Suite, Options TCA, SEC Rule 605/606 reporting, CAT. Serves broker-dealers and institutional investors. OverviewProducts & ServicesSEC Rule 605 Reportingb2bAutomated monthly reports for market centers trading NMS securities with covered order execution information.
SEC Rule 606 Reportingb2bComprehensive 606(a)(1), 606(b)(1), and 606(b)(3) look-through reporting with detailed venue, order, execution, fee and rebate information.
Consolidated Audit Trail (CAT) Reportingb2bEnd-to-end CAT reporting with rigorous onboarding, gap identification, source data verification, linkage monitoring, and counterparty resolution.
Trade Surveillance Suiteb2bMonitor for restricted behaviors across multiple asset classes including spoofing, layering, marking the close, wash sales, insider trading, and more.
Best Execution Analysisb2bExamine execution quality for equities, options, complex options, and extended hours trading with customizable metrics and benchmarks.
Transaction Cost Analysis (TCA)b2bPost-trade metrics using wide variety of benchmarks for domestic, Canadian, and international markets.
Bundle available - All-in-one platform pricing off
Company InformationFoundingCompetitive AnalysisProposition: All-in-one platform combining 605/606/CAT reporting with best execution and TCA Related Forum DiscussionsNo forum discussions linked yet. |
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