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Seward & Kissel LLP

Leading NYC law firm with Investment Management and Private Clients/Trusts & Estates practices. Deep expertise with CTA/CPO principals, fund founders, PPLI/PPVA overlays for trading strategies, and Delaware/South Dakota trust structures. Strong derivatives and CFTC/NFA regulatory expertise.

Overview

Pricing Model
hourly

Products & Services

Financial Services Legal Representation

tax_legal

Legal representation for investment funds, broker-dealers, banks, and institutional investors in corporate, regulatory, and litigation matters

  • Investment fund formation
  • SEC/CFTC regulatory compliance
  • Capital markets transactions
  • Hedge fund legal counsel
  • Shipping law
Learn more

Registered Investment Adviser Compliance Services

tax_legal

Online compliance resource for SEC registered advisers including Model Compliance Manual, Code of Ethics, Form ADV guidance, and Client Management System

  • Model Compliance Manual
  • Code of Ethics
  • Form ADV Part 1 and 2 guidance
  • Fund subscription tracking
  • Regulatory alerts
Learn more

Company Information

Legal Name
Seward & Kissel LLP
Headquarters
New York City, United States

Competitive Analysis

Proposition: Oldest and most specialized financial services law firm; deep hedge fund and investment management expertise since 1890

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