NexusFi: Find Your Edge


Home Menu

 





Holding an outside account while working for Finance


Discussion in Traders Hideout

Updated
      Top Posters
    1. looks_one Crude Awakening with 1 posts (0 thanks)
    2. looks_two Hotch with 1 posts (0 thanks)
    3. looks_3 Quick Summary with 1 posts (0 thanks)
    4. looks_4 jsd45 with 1 posts (0 thanks)
    1. trending_up 3,228 views
    2. thumb_up 0 thanks given
    3. group 3 followers
    1. forum 3 posts
    2. attach_file 0 attachments




 
Search this Thread
  #1 (permalink)
 Crude Awakening 
NY/USA
 
Experience: Intermediate
Platform: Sierra Chart, CQG
Trading: Futures
Posts: 7 since Sep 2011
Thanks Given: 43
Thanks Received: 1

I am looking to switch jobs soon and will probably go into Finance with the intension of trading the European session before work. I believe there are some sort of restrictions for holding outside investment accounts while working for Financial institutions. Can any of you shed some light on this? Is this usually company specific policy or some sort of regulation pertaining to certain types of companies?

Thanks in advance


Started this thread Reply With Quote

Can you help answer these questions
from other members on NexusFi?
April CPI Preview: +3.7% YoY Expected at 8:30 AM ET -- C …
Traders Hideout
Synapse Pro - Trade Copier with topstep and MT5 integrat …
NinjaTrader
CFTC Rewrites the Rulebook -- Kalshi Cracks $1B Non-Spor …
Prediction Markets & Event Contracts
Wood Mackenzie Drops $200 Oil Forecast -- Airspace Expir …
Prediction Markets & Event Contracts
Irans Answer Due Today: Peace Surges to 33.5%, Invasion …
Prediction Markets & Event Contracts
 
Best Threads (Most Thanked)
in the last 7 days on NexusFi
Sober Journey With S&P
24 thanks
2026 Jlab journal
10 thanks
Lady Vols Primer: Trading Volatility Journal
8 thanks
Algo automated / semi-automated trading anyone?
6 thanks
Trying to learn Volume and price action correlation
5 thanks
  #3 (permalink)
jsd45
chicago,il
 
Posts: 9 since Feb 2012
Thanks Given: 7
Thanks Received: 0


I think most companies will allow you to as long as you tell them. If you work for a brokerage firm, you need to move your accounts to them. Also, usually your clearinghouse will usually ask for your current employment information if you are not a self employed trader.


Reply With Quote
  #4 (permalink)
 Hotch 
Ingatestone
 
Experience: Intermediate
Platform: NinjaTrader
Trading: ES
Posts: 133 since Feb 2012
Thanks Given: 21
Thanks Received: 54

Depends on what you're doing. If you're on the trading floor, they won't really want you to (normal policy is you have to okay things, but that's generally for buying shares once in a blue moon, probably be a flat no for day trading).

It's a bit of both for regulation and company policy. Sorry can't be of more help, but might be able to if you're more specific as to what you would be doing.


Dovie'andi se tovya sagain.
Visit my NexusFi Trade Journal Reply With Quote




Last Updated on March 21, 2012


© 2026 NexusFi®, s.a., All Rights Reserved.
Av Ricardo J. Alfaro, Century Tower, Panama City, Panama, Ph: +507 833-9432 (Panama and Intl), +1 888-312-3001 (USA and Canada)
All information is for educational use only and is not investment advice. There is a substantial risk of loss in trading commodity futures, stocks, options and foreign exchange products. Past performance is not indicative of future results.
About Us - Contact Us - Site Rules, Acceptable Use, and Terms and Conditions - Downloads - Top
no new posts